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August 25, 2010

Democracy in America: Glorious Failures

When it comes to criminal justice, Winston Churchill’s saying that Americans can be relied on to do the right thing after they have tried everything else has to be modified: the right thing tends to get its day only when states run out of cash. A squeezed budget is one reason why Los Angeles County’s DA, Steve Cooley, is hostile to three strikes laws. Lack of money also explains why Republicans in South Carolina are considering a halt to imprisoning non-violent drug offenders. Sending someone to prison at a cost to the taxpayer of some $50,000 a year for trying to steal $29 worth of plumbing supplies is not only a daft idea; it is strictly a bull-market approach to criminal justice.

Read the rest of the story from The Economist.

August 23, 2010

September Poll Question

The September issue is devoted to law practice management and suggests many ways in which law practices should – must – undergo radical changes. Sometimes it’s easy to spot changes but the hard part is implementing the fundamental ones. What is the most difficult but significant change you made in the way you run your office? What is the most difficult change you would like to make but have yet to take on?

July 29, 2010

Letter to the Editor: Director Sidney Hirschfeld's response to Associate Justice Schoenfeld’s article “Assisted Outpatient Treatment: May the Sun Continue to Shine on Kendra’s Law"

I am the Director of the Mental Hygiene Legal Service (MHLS), Second Judicial Department. MHLS, Second Judicial Department represents individuals with mental disabilities residing in Long Island, the boroughs of New York City except Manhattan and the Bronx, and in the
counties of Westchester, Putnam, Dutchess, Rockland and Orange.

We represent many individuals who are, or will in the future be, subject to Assisted Outpatient Treatment under Mental Hygiene Law §9.60. I have read the article “Assisted Outpatient Treatment: May the Sun Continue to Shine on Kendra’s Law” and I am familiar with the Duke University study. What is missing from all studies on this subject and Associate Justice Schoenfeld's article is: it is much more likely that noted improvements do not result from court orders but rather from enhanced services.

Further, the immense amount of resources, including financial, that are expended on the AOT process necessarily take away from those resources available for services, including case management and housing. Many AOT treatment plans are driven by what limited services are
available in a particular county and not by the clinical needs of the AOT respondent. I agree with Judge Schoenfeld that “the vast majority of those with mental illness are not violent,” and therefore, voluntary participation in a greater quantity and array of available services would better serve all stakeholders and maximize the use of limited resources.

For the few clients who would not voluntarily use these enhanced services, and who are believed likely to decompensate and become dangerous to self or others, treatment in the community on a continuing inpatient legal status, as once was the practice (conditional
release, MHL §29.15), would provide these individuals all the due process protections which attach to Article 9 and still allow the State to exercise its legitimate state parens patriae and police powers, without the need for expensive and often unnecessary continuing court
intervention.

Sidney Hirschfeld, Director
MHLS, Second Judicial Department

July 16, 2010

July-August poll question

Ooops! In the old days you might get in trouble if you misspoke to reporters on the courthouse steps. Now a seemingly innocuous comment about a professional matter posted on Facebook or a blog can have a huge ripple effect. Do you think the lines are clear? How much have you had to scrutinize your social networking activity?

June 22, 2010

Response to Judge Bellacosa’s Point of View on The Commission on Judicial Conduct

May 23, 2010

Dear Editor:

Judge Joseph Bellacosa’s Time to Reform Judicial Reform (NYS Bar Journal-May ’10) concerning the state’s judiciary and the State Commission on Judicial Conduct is an eminently reasonable point of view, just as the late Judge Martin Erdman’s colorfully expressed viewpoint of the judiciary itself decades before was not entirely without foundation, albeit not quite appreciated in Justices of the Appellate Division First Department v. Erdman, 33 N.Y.2d 559 (1973). Truth, not consternation mixed with the suspension of disbelief, sets us free. Those who ascend to the bench bring with them all the weaknesses to which human flesh is heir. For a judiciary to deserve “appropriate respect and attention” (Cf. Matter of Maron v. Silver, 14 N.Y.3d 230, 264 (2010) (Smith, J. dissenting) there must be a credible mechanism for the adjudication and removal of weaknesses become misconduct within its ranks. The State Constitution commands it. Except for “milk-stool” judges, these two presuppositions are virtually nonexistent. Two examples from the public record follow. A judge during a murder trial received a letter from an inmate saying that two witnesses lied and another inmate identified a person hiding terrified in a closet as he watched the murder, and that the defendant in the dock did not do it. The judge sent the letter back to the inmate with a “cc” to the District Attorney. Months after a guilty verdict, one of the defense lawyers chanced upon it in the court clerk’s file in an envelope with “SEALED-UNREAD” typed on it. In another case, a lawyer, with no title search, quit claimed away a 95-year old nursing home patient’s home, filed the deed knowing that the grantor was not in the chain of title with the grantee being a friend of the grantor. It’s now a Supreme Court Justice. Both complaints dismissed.

Much, but not all, responsibility for the Judicial Conduct Commission’s lack of accountability and transparency may be urged on the Court of Appeals. Article I, Section 6 of the State Constitution declares that “the power of grand juries to inquire into the willful misconduct in office of public officers and to find indictments… shall never be suspended or impaired by law.” A Manhattan grand jury was investigating bribery, bribe receiving and conspiracy involving two justices. Quashing its subpoena, Stern v. Morgenthau, 62 N.Y.2d 331, 336 (1984) held that Article I, Section 6 was only “intended to prohibit legislation that directly restricts a grand jury’s right to inquire or that… would have as its primary impact limiting investigations of public officers.” Other than a theoretical concept, where’s the line of demarcation? Stern ignored the axiom that one may not do indirectly what one may not do directly; it put the Commission beyond the reach of grand jury inquiry; it suspended the law’s right to everyone’s evidence; it blinked the fact that if there is an abuse of grand jury process courts are there to curb it, as I personally and Matter of Additional Grand Jury v. Doe, 50 N.Y.2d 14, 16 n.2, 22, 23 (1980) do attest. The State Constitution incorporated the grand jury “as-is”; it did not create it, like it did the Court of Appeals. “Shall” and “never” and “suspended” or “impaired” -- like “shall” before “never” -- mean exactly what they say. They are supposed to be a constitutional “no-spin zone.” Evidence subpoenaed by a grand jury is not broadcast to the world, as Grand Jury Proceedings (Doe), 56 N.Y.2d 348,353-354 (1982) tells us. Its subpoena would not compromise the internal proceedings of the Commission nor, absent indictment, confidence in a sitting judge. Stern smacks of a “protect-our-own” judicial power grab placing the Commission aside the constitution and thus insulating it from grand jury scrutiny.

An oath of office and the felony of Unlawful Grand Jury Disclosure are supposed to go surety for grand jury secrecy. Not quite. Matter of Beach v. Shanley, 62 N.Y.2d 241, 254 (1984) gave de facto immunity to prosecutors turned felons and their accomplice press flacks from criminal prosecution by its construction of Civil Rights Law Sections 79-h. A grand jury subpoena for a reporter to disclose the name of the prosecutor who gave him grand jury minutes was quashed before he was asked the question, before his appearance, thus standing Cunningham v. Nadjari, 39 N.Y.2d 314, 318 (1983) on its head – Shanley actually mentioning and then deliberately ignoring it. Article I, Section 6, according to Shanley, was not intended to proscribe privileges “that have an incidental impact on investigation into willful misconduct by public officers.” Again, where’s the boundary line? That which is intended is no more and no less than the language used to intend it. If a judge’s misconduct is under investigation there is nothing to stop corrupt prosecutors in search of a headline from leaking grand jury secret matters to the press. How is this dirty pool fair to the judge, or the law itself? Witness the fact that I was a trial and appellate prosecutor for 30 years -- mostly public officials – now pro bono for anyone I believe innocent. As a line prosecutor over the years I read things in the press concerning grand jury matters I was working on and when I asked, “how’d that get in there?”, those in a position to fire me lied to my face. Shanley is another power-grab, this time on behalf of an irresponsible press whose coverage of the judiciary is often amateurish, misleading or “talk-show-pretty-face-half-baked” ignorant.

How are lawyers and lay persons selected to sit on the Commission? How are judges – trial and appellate – selected? Judges are made, not born. When’s the last Hugo Black to sit on an appellate court? Where are the Breitels, Cardozos and Jasens? The constitutional bargain that was supposed to be an unelected Court of Appeals appointed on the basis of merit, not bean-counting racial-ethnic politics, concomitant with a State Commission on Judicial Conduct to ride herd on rogues in robes was broken by politicians before the ink was dry and the polls closed. The negative results are manifold. I see and read of judges street-demonstrating in their black robes for a pay hike or, years earlier, one protesting against a statute with which the judge disagreed. Now some want to join up with the United Federation of Teachers, even have their own lobbying firm. As the boy said to Shoeless Joe Jackson of the 1919 Chicago White Sox, “say it ain’t so, Joe.” I’m supposed to respect this? Judge Bellacosa told us from whence he comes. Me? I am a nobody, who is one of six whose father was one of thirteen who had to leave school when he was thirteen to help support the family. I came from St. John’s Law Review directly into a Bronx District Attorney’s Office that had publicly imploded when a Supreme Court Justice’s son’s drunken driving killed nine people on the Bronx River Parkway but who eventually walked away unscathed and unpunished on double jeopardy grounds because he was first acquitted by a three judge court of a traffic violation involving the same facts. A new District Attorney Burton B. Roberts went into the law schools instead of the clubhouse thus ameliorating some of the dysfunction then afflicting Bronx County’s portion of the justice system.

On any day, a judiciary is no better and no worse than its composition. If we selected physicians the way we select judges and Judicial Conduct Commissioners we’d be pushing up daisies. Like the press, the judiciary judges the causes and prescribes the cures for its own much self-inflicted wounds. Bar leadership is too much cordial apologist not enough cordial critic. Not by this Irish kid. To whatever extent justified, the Commission’s reputation is judges and lawyers protecting judges. Physician, heal thyself.

Yours truly,
Lawrence N. Gray, Esq.

June 7, 2010

June Poll Question

As every aspect of business becomes more and more digitally driven, the evidence piles up, and up – a potential minefield of failure to preserve. What precautionary measures do you advise your clients to take in the wake of Zubulake and Pension Committee?

May 13, 2010

May Poll Question

Frank Gulino believes that the Court of Appeals is on the brink of recognizing out of state same-sex marriage. What impact will that have on New York’s marriage laws?

April 20, 2010

Re: David Horowitz’s March-April 2010 Burden of Proof column “We All Do It”

Dear Mr. Horowitz:
What your secretary (Kitty Roth) said to you was situs sigilli.
A sigillum, also sometimes rendered in the plural, sigilla, is Latin for a signet ring--the kind used to make a distinctive impression on a wax seal.
Situs sigilli, sometimes situs sigillum, means the place where the seal was put onto the document; in other words, the venue where the affidavit was signed and notarized.
Kitty Roth was correct.
Vincent J. Zichello
Zichello & McIntyre, LLP
New York, NY

April 15, 2010

Re: "The Opportunity to Be Part of the World"

To the Editor:
I would like to correct a statement in Karen DeCrow’s interesting article “The Opportunity to Be Part of the World: Legal Cases for Gender Equality.” Ms. DeCrow states in her recent article that “[i]n 1964, in Schneider v. Rusk, the U.S. Supreme Court upheld a statute that provided that although an American male did not suffer loss of citizenship during his marriage to a foreign citizen, an American woman did.” Having reviewed Schneider, it appears that Ms. DeCrow intended to cite the much older case of Mackenzie v. Hare, 239 U.S. 299 (1915), cited by the Schneider dissent. In Mackenzie, the Court upheld the Citizenship Act of March 2, 1907, which provided that an American woman who married a foreigner took the nationality of her husband. The statute at issue in Schneider, on the other hand, applied to both sexes and provided that “[a] person who has become a national by naturalization shall lose his nationality by – (1) having a continuous presence for three years in the territory of a foreign state of which he was formally a national or in which the place of his birth is situated . . . .” Based on the fact that Ms. Schneider, a German national by birth who had become a naturalized U.S. citizen, had lived continuously for three years in her native Germany, the United States refused to issue her a passport based on this statute, and the district court agreed that Ms. Schneider had lost her citizenship. While it is true that Ms. Schneider was married to a German citizen, it is equally clear that the district court’s ruling was not predicated upon her marriage to a foreigner. Moreover, the Supreme Court reversed the district court on Fifth Amendment due process grounds, explaining that the statute proceeded “on the impermissible assumption that naturalized citizens as a class are less reliable and bear less allegiance to this country then do the native born.” Although the Supreme Court’s ruling that it was permissible for Congress to strip a woman of her citizenship based upon her marriage to a foreign citizen is certainly troubling, it is somewhat less shocking given it was rendered in 1915 and not in 1964.
Cheryl Dunn Soto, Esq.
OSBORNE & NESBITT LLP
501 West Broadway, Suite 1760
San Diego, California 92101
Phone: 619.557.0343
Fax: 619.557.0107
Email: csoto@onlawllp.com
URL: www.onlawllp.com

March 31, 2010

March/April poll question

Jody Erdfarb, Jeffrey Galler and Judith Shub discuss the use of peer review panels in dental malpractice claims, as a first line of action before litigation. Do you see any way this could be adapted for medical malpractice claims?